- A vibrant market is at its best when it works for everyone | FINRA. org
As a not-for-profit, self-regulatory organization with an 85-year history, FINRA pursues its mission of promoting investor protection and ensuring market integrity in many ways
- Understanding FINRA: Rules, Oversight, and Investor Protection
FINRA governs U S brokers and broker-dealers, ensuring investor protection and rule enforcement Learn about its oversight role and the benefits to investors
- FINRA Publishes 2026 Regulatory Oversight Report to Empower Member Firm . . .
WASHINGTON, December 09, 2025--FINRA published today the 2026 FINRA Regulatory Oversight Report, a vital resource that draws insights from FINRA’s regulatory operations programs that member
- About FINRA
FINRA is a private not-for-profit membership organization that is responsible under federal law for supervising our member firms FINRA’s Board of Governors, our governing body, is comprised of industry governors and public governors, and our operations are funded by member fees, not taxpayer dollars
- FINRA’s 2026 Annual Regulatory Oversight Report: Same Priorities, New . . .
FINRA’s 2026 Annual Regulatory Oversight Report provides updated observations drawn from FINRA’s regulatory operations programs This year, in addition to perennial topics (e g , Reg BI and
- Financial Industry Regulatory Authority (FINRA)
The Financial Industry Regulatory Authority (or FINRA) is a non-governmental organization that acts as a self-regulatory organization for securities firms that operate in the United States
- About Us - Finra Foundation
FINRA, the Financial Industry Regulatory Authority, regulates all securities firms doing business in the United States FINRA is dedicated to investor protection and market integrity
- Registration, Exams and CE - FINRA. org
Firms and individuals must be registered with FINRA to conduct securities business with the investing public FINRA operates the Central Registration Depository program (CRD), that supports the licensing and registration filing requirements of the U S securities industry and its regulators
|