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- A vibrant market is at its best when it works for everyone | FINRA. org
As a not-for-profit, self-regulatory organization with an 85-year history, FINRA pursues its mission of promoting investor protection and ensuring market integrity in many ways
- Understanding FINRA: Rules, Oversight, and Investor Protection
FINRA governs U S brokers and broker-dealers, ensuring investor protection and rule enforcement Learn about its oversight role and the benefits to investors
- FINRA Exams - Prometric
Advance your financial services career with FINRA exams through Prometric Demonstrate your expertise in securities regulation Schedule your exam today
- About Us - Finra Foundation
FINRA, the Financial Industry Regulatory Authority, regulates all securities firms doing business in the United States FINRA is dedicated to investor protection and market integrity
- BrokerCheck - Find a broker, investment or financial advisor
Who is FINRA? FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States We are authorized by Congress to protect America's investors by making sure the securities industry operates fairly and honestly
- BrokerCheck - Find a broker, investment or financial advisor
FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States We are authorized by Congress to protect America’s investors by making sure the securities industry operates fairly and honestly
- About FINRA
To protect investors and ensure the market’s integrity, FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY is a not-for-profit organization that oversees U S broker-dealers
- Financial Industry Regulatory Authority (FINRA)
The Financial Industry Regulatory Authority (or FINRA) is a non-governmental organization that acts as a self-regulatory organization for securities firms that operate in the United States
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