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Investor gov U S Securities and Exchange Commission About Us Contact Us Follow Us Glossary Información en Español Introduction to Investing
- United States Securities and Exchange Commission - Wikipedia
The SEC's authority was established by the Securities Act of 1933 and Securities Exchange Act of 1934; both laws are considered parts of Franklin D Roosevelt 's New Deal program After the Pecora Commission hearings on abuses and frauds in securities markets, Congress passed the Securities Act of 1933 (15 U S C § 77a), which federally regulates original issues of securities across state
- The Work of the SEC
The U S Congress created the U S Securities and Exchange Commission in 1934 following the stock market crash of 1929 Our country decided that for capitalism to flourish, we needed to protect investors from fraud and unfair sales practices
- Securities and Exchange Commission (SEC): What It Is and How It Works
The Securities and Exchange Commission (SEC) is an independent federal agency that regulates the U S securities markets and protects investors
- Exclusive: US Securities and Exchange Commission shakes up enforcement . . .
The U S Securities and Exchange Commission told staff on Wednesday it plans to shake up its enforcement and exams divisions by having them report under new deputy directors, the latest in a
- The Role of the SEC - Investor. gov
Mission The U S Securities and Exchange Commission (SEC) has a three-part mission: Protect investors Maintain fair, orderly, and efficient markets Facilitate capital formation Congress Created the SEC When the stock market crashed in October 1929, so did public confidence in the U S markets Congress held hearings to identify the problems and search for solutions Based on its findings
- What Is The Securities and Exchange Commission (SEC . . . - Forbes
The SEC is a federal administrative agency that was established to monitor markets, enforce laws regarding securities and investments and develop new regulations as markets change
- SEC. gov | Reports and Publications
This listing includes periodic SEC reports and publications See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below
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