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- NFA
NFA is the industrywide, self-regulatory organization for the U S derivatives industry, providing innovative and effective regulatory programs Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory
- Registration and Membership | NFA
Firms, floor brokers and floor traders can obtain copies of their registration records or filings using NFA's Online Registration System
- About NFA | NFA
NFA is the industrywide, self-regulatory organization for the U S derivatives industry Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities
- NFA Members | NFA
NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations Select a membership category to access regulatory information and resources
- Associated Person (AP) Registration | NFA
To register as an AP and become an NFA Associate Member: The sponsor must designate a Security Manager in order to obtain secure access to NFA's Online Registration System (ORS) The sponsor completes online Form 8-R for the individual; Satisfy proficiency requirements; Complete application verification in ORS; Submit fingerprint cards
- NFA News Center | NFA
View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news Petitions for Rulemaking Read NFA's petitions for amendments to CFTC regulations
- Electronic Filing Systems | NFA
Access NFA's Online Registration System (ORS) to register with the CFTC and apply for NFA membership NFA's Dashboard, the entryway to ORS, summarizes periodic filings for firms and outstanding registration filings for firms and individuals
- BASIC | NFA
BASIC is a free tool that NFA Members and investors can use to research the background of derivatives industry professionals Whether you are an investor thinking about opening a futures account or an NFA Member contemplating a new business relationship, BASIC can be a valuable resource
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