|
- NFA
NFA is the industrywide, self-regulatory organization for the U S derivatives industry, providing innovative and effective regulatory programs Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory
- Registration and Membership | NFA
Understand the responsibilities of a security manager Use these templates and forms to prepare for registration Access information detailing CFTC registration and NFA membership
- About NFA | NFA - nfa. futures. org
NFA is the industrywide, self-regulatory organization for the U S derivatives industry Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities
- Associated Person (AP) Registration | NFA
To register as an AP and become an NFA Associate Member: The sponsor must designate a Security Manager in order to obtain secure access to NFA's Online Registration System (ORS)
- NFA Members | NFA
NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations Select a membership category to access regulatory information and resources
- Who Has to Register | NFA
This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members of NFA
- Market Regulation: Designated Contract Markets and Swap Execution . . .
NFA has provided regulatory services to designated contract markets (DCM) for more than 15 years The Dodd-Frank Wall Street Reform Act created a new type of trading venue for standardized swaps—swap execution facilities (SEF)—each of which has self-regulatory responsibilities to monitor trading on its platform
- BASIC | NFA
Search ResultDue to maintenance, the following systems will be unavailable from 7:00 a m until 12:00 p m CT on Sunday, July 13, 2025: Online Registration System (ORS), BASIC Data Entry, Security Futures Products Training, Online Payments, Online Arbitration Claims, Arbitrator Profile, Arbitrator Training and all Electronic Filings Systems including EasyFile, Exemptions, Annual Questionnaire
|
|
|