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- SEC. gov | Home
SEC Rulemaking The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment Members of the public are invited to share comments on proposed rulemakings
- Paul S. Atkins Sworn In as SEC Chairman - SEC. gov
Before serving as an SEC Commissioner, Chairman Atkins was a consultant on securities and investment management industry matters, especially regarding issues of strategy, regulatory compliance, risk management, new product development, and organizational control
- About - SEC. gov
SEC Careers The SEC serves as the investor's advocate and seeks the best and brightest talent to join its team Learn more about SEC employment qualifications and the benefits of working at the SEC
- Company Search - SEC. gov
The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC The Form D serves as a brief notice that provides information about the company and the offering
- Search Filings - SEC. gov
Search Filings Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system
- Newsroom - SEC. gov
The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal market professionals
- Rules and Regulations - SEC. gov
The SEC rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change takes effect A need for rulemaking can be identified internally by the Commission or its staff, or externally by Congress, regulatory organizations, or the public Twice a year under the Regulatory Flexibility Act, the SEC is
- SEC Announces Enforcement Results for Fiscal Year 2024
The SEC obtained orders for $8 2 billion in financial remedies, the highest amount in a fiscal year in agency history
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