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The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC The Form D serves as a brief notice that provides information about the company and the offering
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Search and access full text of electronic filings for Benco, LLC on SEC's EDGAR database
- SEC Announces Enforcement Results for Fiscal Year 2024
The SEC obtained orders for $8 2 billion in financial remedies, the highest amount in a fiscal year in agency history
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Reports and Publications This listing includes periodic SEC reports and publications See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below
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Official announcements highlighting recent actions taken by the SEC and other newsworthy information To view Press Releases prior to 2012, view the Press Release Archive
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The SEC rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change takes effect A need for rulemaking can be identified internally by the Commission or its staff, or externally by Congress, regulatory organizations, or the public
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