- SEC. gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow
- SEC. gov | Search Filings
Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system
- Official List of Section 13 (f) Securities - SEC. gov
This list of "Section 13 (f) securities" as defined by Rule 13f-1 (c) [17 CFR 240 13f-1 (c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m (f) (4)]
- SEC. gov | Statutes and Regulations
This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the investing public
- Frequently Asked Questions About Form 13F - SEC. gov
The Official List of Section 13 (f) Securities primarily includes U S exchange-traded stocks (e g , NYSE, AMEX, NASDAQ), shares of closed-end investment companies, and shares of exchange-traded funds (ETFs) Certain convertible debt securities, equity options, and warrants are on the Official List and may be reported
- IAPD - Investment Adviser Public Disclosure - Homepage
For a complete compilation of Investment Adviser Firms currently registered with the SEC and states securities regulators, download the Investment Adviser Data
- Compliance and Disclosure Interpretations - SEC. gov
We welcome requests for interpretive advice and other assistance relating to the areas of the federal securities laws that the Division administers and interprets
- Form 4 - SEC. gov
Report acquisitions or dispositions and holdings of derivative securities that are both equity securities and convertible or exchangeable for other equity securities (e g , convertible preferred securities) only in Table II
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