- SEC. gov | Newsroom
The Office of Public Affairs maintains SEC gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable, and accountable to taxpayers and employees alike
- Division of Trading and Markets - SEC. gov
The Division of Trading and Markets regulates the major securities market participants, including broker-dealers, self-regulatory organizations (such as stock exchanges, FINRA, and clearing agencies), securities-based swap dealers, and transfer agents
- SEC. gov | Statutes and Regulations
This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the investing public
- Press Releases - SEC. gov
Official announcements highlighting recent actions taken by the SEC and other newsworthy information To view Press Releases prior to 2012, view the Press Release Archive
- SEC. gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow
- SEC. gov | About
The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation
- SEC. gov | Division of Enforcement
Vigorously enforces the federal securities laws to protect investors and maintain the integrity of the markets
- SEC. gov | Two Robinhood Broker-Dealers to Pay $45 Million in Combined . . .
The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising from their brokerage operations
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