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- SEC. gov | Newsroom
The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal market professionals
- SEC. gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow
- Official List of Section 13 (f) Securities - SEC. gov
This list of "Section 13 (f) securities" as defined by Rule 13f-1 (c) [17 CFR 240 13f-1 (c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m (f) (4)]
- SEC, Contacting Us
Email For questions you may have about the securities laws, you can find what divisions and offices at the SEC receive emails from the public Mail Here is a list of addresses to reach the SEC headquarters or the regional and district offices by postal mail
- Paul S. Atkins Sworn In as SEC Chairman - SEC. gov
Paul S Atkins was sworn into office today as the 34th Chairman of the Securities and Exchange Commission Chairman Atkins was nominated by President Donald J Trump on January 20, 2025, and confirmed by the U S Senate on April 9, 2025
- SEC. gov | About
The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation
- Careers at the Securities and Exchange Commission - SEC. gov
The U S Securities and Exchange Commission (SEC) is seeking the best and brightest talent to help strengthen our workforce to better serve as the investor's advocate
- SEC. gov | Two Robinhood Broker-Dealers to Pay $45 Million in Combined . . .
The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising from their brokerage operations
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