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- SEC. gov | Home
SEC Meetings and Other Events Joint Compliance Outreach Program for Municipal Advisors, Dealers, and Other Market Professionals The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal market professionals
- About - SEC. gov
The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation The SEC has up to five Commissioners appointed by the President on the advice and consent of the Senate No more than three Commissioners can be members of the same political party Chair and Commissioners; Budget Operations
- SEC. gov | Paul S. Atkins Sworn In as SEC Chairman
Chairman Atkins also represented the SEC at meetings of the President’s Working Group on Financial Markets and the U S -EU Transatlantic Economic Council From 2009 to 2010, he was appointed a member of the Congressional Oversight Panel for the Troubled Asset Relief Program
- Search Filings - SEC. gov
A search engine to find Central Index Key numbers assigned by the SEC to corporate or individual filers Public Dissemination Service (PDS) An option to subscribe to a privatized system to receive a dedicated feed of all public EDGAR filings
- Press Releases - SEC. gov
SEC Announces George Botic to Serve as Acting Chair of the Public Company Accounting Oversight Board : 2025-100 : July 21, 2025: SEC Announces Roundtable on Trade-Through Prohibitions: 2025-99 : July 10, 2025: SEC Charges Georgia-based First Liberty Building Loan and its Owner for Operating a $140 Million Ponzi Scheme: 2025-98
- Company Search - SEC. gov
The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC The Form D serves as a brief notice that provides information about the company and the offering
- Contact the SEC - SEC. gov
Careers with the SEC Careers and Recruitment; Comment on Proposed Rules How to Submit Comments – Rule-comments@sec gov ; Contracting with the SEC Contracting — Doing Business with the SEC; Data Office of Structured Disclosure – (e g , XBRL; XML; FpML; FIX) Structureddata@sec gov ; EDGAR EDGAR Filer Support ; EDGAR Filing Fees
- Mission - SEC. gov
At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U S economy, our capital markets, and people’s lives Since our founding in 1934 at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient markets, and
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