- Home | Department of Financial Services
Who We Supervise Institutions That We Supervise The Department of Financial Services supervises many different types of institutions Supervision by DFS may entail chartering, licensing, registration requirements, examination, and more
- Applications and Filings - Department of Financial Services
Regulated institutions must maintain programs to monitor and filter transactions for potential BSA AML violations, prevent transactions with sanctioned entities, and certify compliance with the regulation to DFS annually by April 15 of each year
- About Us | Department of Financial Services
Today, DFS is considered one of the premier financial regulators in the world The Department regulates the activities of over 3,000 financial institutions with nearly $10 trillion in assets
- Information for Insurance Agents and Brokers - Department of Financial . . .
If you do not have a DFS Portal account, you will need to create one Your NY LINX username and password will not work to access the DFS Portal, and your DFS Portal account will not work to access NY LINX
- File a Complaint | Department of Financial Services
Use our online Consumer Complaint application to file a complaint with DFS about an insurance company, bank, student loan, mortgage or foreclosure, bail agent, or other financial service or product
- Cybersecurity Resource Center | Department of Financial Services
You will need a DFS Portal account to submit a cybersecurity filing via the DFS Portal – your LINX username and password will not work to access DFS Portal The system is currently experiencing a high volume of submissions, which may result in system time outs
- Consumer Home Page | Department of Financial Services
DFS can answer questions about financial products and services in New York If you have a question, need help, or want to file a complaint against a financial institution or insurance company, contact us
- Renew a License - Department of Financial Services
You can find a list of DFS-approved providers at Continuing Education Provider Search Please note: In 2021, the Department amended Part 20 of the NYCRR (Regulations 9, 18 and 29), mandating the completion of certain courses to renew an insurance license
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