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SEC. gov | Newsroom The SEC's Crypto Task Force will host a public roundtable to facilitate an in-depth discussion on policy matters related to financial surveillance and privacy
SEC. gov | Home Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow
Division of Trading and Markets - SEC. gov The Division of Trading and Markets regulates the major securities market participants, including broker-dealers, self-regulatory organizations (such as stock exchanges, FINRA, and clearing agencies), securities-based swap dealers, and transfer agents
Press Releases - SEC. gov Official announcements highlighting recent actions taken by the SEC and other newsworthy information To view Press Releases prior to 2012, view the Press Release Archive
SEC. gov | Statutes and Regulations This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the investing public
SEC. gov | Division of Enforcement Vigorously enforces the federal securities laws to protect investors and maintain the integrity of the markets
SEC. gov | Compliance The SEC maintains a robust national examination program to ensure that firms offering securities-related services or advice are fully complying with rules and regulations as well as their obligations to clients
SEC. gov | About The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation
SEC. gov | Two Robinhood Broker-Dealers to Pay $45 Million in Combined . . . The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising from their brokerage operations